Machine Learning in Finance, New York
Sessions of this course will cover opportunities and limitations, portfolio construction, ML for trading, risk management and NLP in credit…
Managing Risk and Compliance in Tokenized Financial Markets
DATE: Thursday, March 19
PLACE: Harvard Club, 35 W 44th St, New York, NY 10036
TIME: Roundtable 11:00 am - 12:30 pm | Lunch 12:30 pm - 1:30 pm
As tokenization gains traction across U.S. financial institutions—particularly in money market funds and transfer agency models—firms face increasing pressure to manage regulatory expectations, operational risk and enterprise-wide governance.
This invitation-only, off-the-record roundtable brings together CROs, Chief Compliance Officers, Heads of Digital Assets, and senior risk professionals from leading financial institutions. Participants will leave with practical frameworks for operationalizing tokenized asset risk management and insights into how peers are addressing regulatory expectations and scaling challenges.
KEY DISCUSSION POINTS:
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Developing a risk framework for tokenized products, including governance, controls and supervisory oversight across increasingly interconnected operating models
- ERM considerations for tokenization, spanning integrated operational, model, technology and third-party risks as tokenized products scale
- Risk management challenges in outsourced and transfer agent models, where dependencies across platforms, service providers and controls introduce composable risk exposures
- Emerging money market tokenization trends and their impact on liquidity, settlement, and end-to-end risk visibility across the value chain
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How leading firms are aligning compliance, technology and operations to break down risk silos and manage tokenization through more integrated risk frameworks